SQN Venture Partners, LLC

Privacy Policy

  

SQN Venture Partners, LLC and its affiliated entities, including Funds (collectively, “SQNVP”, we, or us) has adopted this privacy policy with recognition that protecting the privacy and security of the personal information we obtain about you is an important responsibility. We also know that you expect us to service you in an accurate and efficient manner. To do so, we must collect and maintain certain personal information about you. We want you to know what information we collect and how we use and safeguard that information.

 Information We Collect: We collect certain nonpublic information about you (“Customer Information”). The essential purpose for collecting Customer Information is to allow us to provide advisory services to you. Customer Information we collect may include:

  •  Information received in conversations over the telephone, in voicemails, through written correspondence, via email or in subscription materials or other forms.

  • Information that you provide on applications or other forms. This Customer Information may include personal and household information such as income, investment objectives, financial goals, statements of account, and other records concerning your financial condition and assets, together with information concerning employee benefits and retirement plan interests, wills, trusts, mortgages and tax returns.

  • Identifying information such as your name, age, address, social security number, etc.

  • Information about your transactions with us, or others (e.g., broker-dealers, clearing firms, or other chosen investment sponsors).

 

Security of Your Information: We restrict access to your nonpublic personal information to those employees who need to know that information to service your account. We maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect your nonpublic personal information.

 

Information We Disclose: As required or permitted by law, we disclose the nonpublic personal information we collect about our customers: (i) to persons necessary to effect the transactions and provide the services that our customers authorize, such as broker-dealers, custodians, fund administrators, etc.; (ii) to persons assessing our compliance with industry standards (e.g., professional licensing authorities, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise provided by law. We are permitted by law to disclose the nonpublic personal information about you to governmental agencies and other third parties in certain circumstances (such as third parties that perform administrative or marketing services on our behalf or for joint marketing programs). These third parties are prohibited to use or share the information for any other purpose. 

 

Questions: If you have questions, a complaint, a request or wish to send us comments about this privacy notice, please contact us at 415-603-0062.